Check FCA-Regulated Brokers
Strict oversightFinancial Conduct Authority
The Financial Conduct Authority regulates over 45,000 financial firms in the United Kingdom. For retail forex and CFD brokers it enforces some of the tightest rules globally, including strict leverage limits, negative balance protection and mandatory segregation of client funds. Firms must meet high capital-adequacy and reporting standards.
Licence categories
The types of authorisation this regulator issues to brokers.
- Full-scope investment firm (dealing as principal)
- Matched-principal / agency broker
- Restricted / appointed representative
Investor protections
Safeguards available to clients under this regime.
- Negative balance protection for retail clients
- Financial Services Compensation Scheme (FSCS) coverage
- Financial Ombudsman Service for complaints
- Marketing and risk-warning restrictions
FCA-regulated brokers
Brokers on BrokerBazaar that hold a FCA licence.
How does FCA compare?
See leverage caps and protections side by side with other regulators.